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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2004-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ridgefield | CT | 10/2004 | Present |
| Bank Of America,Na | Ridgefield | CT | 12/2009 | Present |
I*4070272 Entity Type: Fiduciary role Name of OBA: R. S. N. Address: Ridgefield, Connecticut, 6877 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/17/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-29 |
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