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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED_RES | 2025-07-10 |
Branch Locations
35 E. Grassy Sprain Road Suite 406, Yonkers, NY 10710 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Manhattan | NY | 07/1982 | 07/2025 |
| Cadaret, Grant & Co., Inc. | Yonkers | NY | 10/1989 | 07/2025 |
| Massachusetts Mutal Life Insurance Compa | Springfield | MA | 03/1996 | 07/2025 |
| Summit Financial Consultants | Yonkers | NY | 09/1995 | 07/2025 |
| Lpl Financial Llc | Yonkers | NY | 07/2025 | Present |
1. 07/2025 - Mass Mutual - Non-Variable Insurance - New York, NY - INV REL - 20hrs/mth | 20hrs during trading 2. 07/2025 - ASH Brokerage - Non-Variable Insurance - Fort Wayne, IN - INV REL - 10hrs/mth | 10hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-04-06 |
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