Steven Joel Schwartz

Current Employers

Employment History

• 01/2010 → Present
  Tfo Wealth Partners
  Maumee, OH
• 01/1983 → Present
  Synergy Risk Management, Ltd.
  Houston, TX

Previous Registrations

• 2007-03-20 → 2010-04-07
  Lpl Financial Llc
  Houston,, TX
  Fort Mill, SC
  Houston, TX
• 2003-04-01 → 2007-03-21
  American General Securities Incorporated
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

(1) SYNERGY RISK MANAGEMENT, LTD > 600 N SHEPHERD DR SUITE 200 HOUSTON, TX 77007 > INVESTMENT RELATED > NON-VARIABLE INSURANCE AND ANNUITIES OWNER SINCE 1983 130 HOURS > PER MONTH, 70 OF WHICH ARE DURING SECURITIES TRADING HOURS> (2) 322 WESTHEIMER, LLC; (3) MNM PARTNERS, LTD; (4) BSK SCHWARTZ, LTD; (5) 1415 N. SHEPHERD, LLC > ALL LOCATED 600 N SHEPHERD SUITE 200 HOUSTON, TX 77007 > INVESTMENT RELATED> VARIOUS COMMERCIAL REAL ESTATE PROPERTIES OWNER SINCE MARCH> 2009 1-5 HOURS PER MONTH 0 OF WHICH ARE DURING SECURITIES TRADING > HOURS> (6) SYNERGY WEALTH PARTNERS, LLP > 600 N. SHEPHERD SUITE 200 HOUSTON, TX 77007 > NON-INVESTMENT RELATED > INDIRECT OWNER > SINCE 1983; MARKETING > 0-2 HOURS PER MONTH > ALL OF WHICH ARE DURING SECURITIES TRADING HOURS (8) AXIS DATA CAPITAL PARTNERS; NOT INVESTMENT-RELATED; 600 N SHEPHERD DR, SUITE 200, HOUSTON, TX 77007; PARTNERSHIP INVESTED IN SIGMASENSE; PARTNER; STARTED 02/2020; APPROXIMATELY 1-5 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS; DISTRIBUTE REPORTS, COORDINATE CASH CALLS AND DISTRIBUTIONS, AND FACILITATE TAX AND ACCOUNTING FILINGS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-08-17

Designations

Other Names

• Steven J Schwartz