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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-03-23 |
| UT | RA | APPROVED | 1991-12-23 |
Branch Locations
1669 East 1400 South Suite 100, Clearfield, UT 84015 • United States
Layton, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clearfield | UT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Clearfield | UT | 03/2020 | Present |
Business Ownership; Fredrickson & Associates, Inc.; Oversee daily business activities.; Manage business activities and expenses.; 1412 South Legend Hills Drive Suite 336, , Clearfield, UT, 84015; Not Investment-Related; 04/04/2000; 20 to 39 hours per month; 20 to 39 during trading hours. Outside Employment; Fredrickson and Associates, Inc; Employee.; Manage advisory business; 1669 E 1400 S, , Clearfield, UT, 84015; Investment-Related; 03/01/2001; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-29 |
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