Best Investors Account Sign in
Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-02-18
  • UT RA
    APPROVED
    Since 2021-02-18

Branch Locations

1133 N. Main Street Suite 229, Layton, UT 84041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Layton UT 11/2017 Present
World Financial Group, Inc. Layton UT 03/2017 Present
Harte Hanks San Antonio TX 07/2016 09/2017
Weber State University Weber State University UT 09/2011 Present
O. C. Tanner Salt Lake City UT 02/2019 Present
The Church Of Jesus Christ Of Latter-Day Saints Salt Lake City UT 06/2021 Present
Wealthwave Clearfield UT 04/2017 Present
  • 11/2017 → Present
    Transamerica Financial Advisors, Inc
    Layton, UT
  • 03/2017 → Present
    World Financial Group, Inc.
    Layton, UT
  • 07/2016 → 09/2017
    Harte Hanks
    San Antonio, TX
  • 09/2011 → Present
    Weber State University
    Weber State University, UT
  • 02/2019 → Present
    O. C. Tanner
    Salt Lake City, UT
  • 06/2021 → Present
    The Church Of Jesus Christ Of Latter-Day Saints
    Salt Lake City, UT
  • 04/2017 → Present
    Wealthwave
    Clearfield, UT
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. 04/2017PRESENTWealthWaveClearfieldUtahUnited StatesYesNA The Church of Jesus Christ of Latter-Day Saints / 0621-Present / Investment Related: No / 50 E North Temple St. Salt Lake City, Utah 84150 / Marketing Automation /Church and Welfare / Hrs. Work Monthly: 140 / Sec Trading Hrs: 8 / Manage the automation software and consult on future projects and integrations involving said software WEBER STATE UNIVERSITY/Investment Related - No/3848 Harrison Blvd. Ogden, UT 84408/Law Enforcement/Police Officer/11.1111/10/0/Enforce state laws and local ordinances, protect life and property, provide community service, perform traffic control

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-17
S63 Uniform Securities Agent State Law Examination 2018-01-08
  • S65 Uniform Investment Adviser Law Examination
    2021-02-17
  • S63 Uniform Securities Agent State Law Examination
    2018-01-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Layton, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor