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130 Middle Street 2Nd Floor, Portland, ME 04101-7104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2017-11-06 |
Branch Locations
130 Middle Street 2Nd Floor, Portland, ME 04101-7104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Portland | ME | 11/2011 | 11/2016 |
| Old Port Advisors, Inc | Portland | ME | 03/2017 | Present |
| Old Port Advisors, Inc | Portland | ME | 11/2016 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-09 |
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