Johnny Floyd Dunn

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Stifel Nicolaus & Co Inc
  Montgomery, AL

Previous Registrations

• 2009-06-01 → 2010-10-15
  Morgan Stanley
  Montgomery, AL
• 2002-01-02 → 2009-06-01
  Citigroup Global Markets Inc.
  Montgomery, AL
  Montgomery, AL

Other Businesses

1. MARY MANAGEMENT LLC; 2407 FERNWAY DR MONTGOMERY AL 36111; CONDO RENTAL PROPERTY; MANAGEMENT DUTIES; 50% OWNER; AFFILIATION STARTED 08/12/2004; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 2. Eastdale Apartments; 203 Eastdale Rd S, Montgomery, AL 36117; Apartment Rental; Owner; 01/01/2010; 0 Hours per Year; Not During Securities Trading Hours; Investment-Related. 3. Mary S. Dunn, LTD.; 2407 Fernway Dr, Montgomery AL 36111; Real Estate Management; Owner; 10/8/10; 0 hr/yr; Not During Securities Trading Hours; Investment Related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-03-23