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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-08 |
| AL | RA | APPROVED | 2010-10-05 |
Branch Locations
2660 Eastchase Lane Lakeview Center, Suite 400, Montgomery, AL 36117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Montgomery | AL | 10/2010 | Present |
1. MARY MANAGEMENT LLC; 2407 FERNWAY DR MONTGOMERY AL 36111; CONDO RENTAL PROPERTY; MANAGEMENT DUTIES; 50% OWNER; AFFILIATION STARTED 08/12/2004; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 2. Eastdale Apartments; 203 Eastdale Rd S, Montgomery, AL 36117; Apartment Rental; Owner; 01/01/2010; 0 Hours per Year; Not During Securities Trading Hours; Investment-Related. 3. Mary S. Dunn, LTD.; 2407 Fernway Dr, Montgomery AL 36111; Real Estate Management; Owner; 10/8/10; 0 hr/yr; Not During Securities Trading Hours; Investment Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-03-23 |
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