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Kathleen Brown

Stifel, Nicolaus & Company, Incorporated

Canfield, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-08-28
  • OH RA
    APPROVED
    Since 2017-08-28

Branch Locations

3685 Stutz Drive-Suite 201, Canfield, OH 44406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co. , Inc Canfield OH 10/2016 Present
Farmers Trust Company Youngstown OH 12/1995 09/2016
  • 10/2016 → Present
    Stifel Nicolaus & Co. , Inc
    Canfield, OH
  • 12/1995 → 09/2016
    Farmers Trust Company
    Youngstown, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-28
  • S66 Uniform Combined State Law Examination
    2017-08-28
Other Names
  • Kathleen Polosky
  • Kathleen Long
  • Kathleen Polosky

View on SEC IAPD

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Other Offices

BPS WEALTH ADVISORS, INC. · CANFIELD, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
WELLS FARGO CLEARING SERVICES, LLC · CANFIELD, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CANFIELD, OH
MORGAN STANLEY · CANFIELD, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Canfield, OH
SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD. · CANFIELD, OH

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