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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2020-12-21 |
| TX | RA | APPROVED_RES | 2014-04-28 |
Branch Locations
111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Chicago | IL | 01/2004 | 01/2017 |
| Stephens Inc. | Chicago | IL | 01/2017 | Present |
ELEANOR WAX WILSON, LLC - P.O. BOX 242330, LITTLE ROCK, AR - NOT INVESTMENT RELATED - MANAGER - OVERSEE LEASING AND OTHER BUSINESS ACTIVITY - MINERAL INTERESTS IN MISSISSIPPI - 3/2015 - 1 TO 2 HOURS PER MONTH DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS; LNDERLAB INC - 6 SOLDIERS FIELD PARK, UNIT 604, BOSTON, MA - NOT INVESTMENT RELATED - PASSIVE INVESTOR - TECHNOLOGY ENABLED MORTGAGE LOAN PROVIDER FOCUSED ON FIRST TIME HOME BUYERS, ESPECIALLY THOSE NEEDING TO MAKE A QUICK CLOSE CASH OFFER - JULY 2019 - 0 HOURS DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS; J & J VENTURES, LLC - 2115 BEECHWOOD STREET, LITTLE ROCK, AR - INVESTMENT RELATED - MEMBER/MANAGER - LLC TO HOLD INVESTMENT IN LNDER LAB - AUGUST 2019 - 0 HOURS DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-01 |
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