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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-26 |
Branch Locations
90 Trophy Club Dr, Ste. 131, Trophy Club, TX 76262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Independent Network Inc. | Trophy Club | TX | 01/2015 | 01/2021 |
| Lpl Financial Llc | Tr0Py Club | TX | 01/2021 | Present |
1)12/23/2020 - SOUTHLAKE FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2021 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-20 |
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