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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-02
  • TX RA
    APPROVED
    Since 2013-01-02

Branch Locations

99 Trophy Club Dr., Trophy Club, TX 76262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 01/2013 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2013 Present
Previous Registrations
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-20
S63 Uniform Securities Agent State Law Examination 2006-09-08
  • S66 Uniform Combined State Law Examination
    2010-09-20
  • S63 Uniform Securities Agent State Law Examination
    2006-09-08
Other Names
  • Winston W Huckabee
  • Winston W Huckabee

View on SEC IAPD

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