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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2015-02-03
  • WA RA
    APPROVED
    Since 2015-02-03

Branch Locations

303 Cleveland Ave Se Ste 201, Tumwater, WA 98501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 02/2015 Present
Cetera Investment Advisers Llc Tumwater WA 02/2015 Present
Olympia Federal Savings Lacey WA 02/2015 Present
  • 02/2015 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2015 → Present
    Tumwater, WA
  • 02/2015 → Present
    Olympia Federal Savings
    Lacey, WA
Previous Registrations
Other Businesses

1.)REFEREE FOR HIGH SCHOOL AND COLLEGE BASKETBALL. 12 HOURS PER WEEK NOVEMBER-MARCH. PAID GAME FEES AND TRAVEL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-05
  • S66 Uniform Combined State Law Examination
    2006-10-05

View on SEC IAPD

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