Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-13
WA RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2017-03-13
  • WA RA
    APPROVED
    Since 2009-01-02

Branch Locations

300 Deschutes Way S.W. Suite 106, Tumwater, WA 98501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Tumwater WA 02/2000 Present
Raymond James Financial Services Advisors, Inc Tumwater WA 01/2009 Present
Keating Financial Advisory Services, Inc Olympia WA 09/2015 01/2025
Keating And Assoc. Tunwater WA 02/2015 01/2025
Keating Financial Advisory Services Lawrence KS 09/2016 09/2022
Previous Registrations
  • 2016-09-02 → 2021-08-11
    Tumwater, WA
    Olympia, WA
    Manhattan, KS
    Tumwater, WA
  • 2003-05-20 → 2004-12-13
    Retirement Solutions, Inc.
    Lacey, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-10
  • S66 Uniform Combined State Law Examination
    2000-03-10
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tumwater, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor