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David Teeter

Wells Fargo Advisors Financial Network, LLC

Rosemary Beach, FL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-01
NJ RA APPROVED 2022-07-27
  • FL RA
    APPROVED
    Since 2022-11-01
  • NJ RA
    APPROVED
    Since 2022-07-27

Branch Locations

5 Main St Unit 3A, Rosemary Beach, FL 32461 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aig Advisor Group Royal Alliance Redbank NJ 08/2004 09/2016
Wells Fargo Advisors Llc Red Bank NJ 09/2016 11/2016
Wells Fargo Clearing Services, Llc Red Bank NJ 11/2016 07/2022
Wells Fargo Advisors Financial Network, Llc Rosemary Beach FL 07/2022 Present
Previous Registrations
  • 2016-10-03 → 2022-07-21
    Wells Fargo Clearing Services, Llc
    Red Bank, NJ
  • 2004-08-24 → 2016-09-30
    Osaic Wealth, Inc.
    Holmdel, NJ
    Red Bank, NJ
    Lakewood, NJ
    Holmdel, NJ
    New York, NY
  • 2002-05-02 → 2004-08-23
    Legg Mason Wood Walker, Incorporated
    Shrewsbury, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-18
S63 Uniform Securities Agent State Law Examination 1985-03-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-18
  • S63 Uniform Securities Agent State Law Examination
    1985-03-21
Designations
Other Names
  • David Alexander Teeter
  • David Alexander Teeter

View on SEC IAPD

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