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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-11 |
| FL | RA | APPROVED | 2022-07-25 |
| NJ | RA | APPROVED | 2022-07-25 |
Branch Locations
5 Main St Unit 3A, Rosemary Beach, FL 32461 • United States
Rosemary Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Ny | NY | 02/2003 | 09/2016 |
| Wells Fargo Advisors Llc | Red Bank | NJ | 09/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Red Bank | NJ | 11/2016 | 07/2022 |
| Wells Fargo Advisors Financial Network, Llc | Rosemary Beach | FL | 07/2022 | Present |
DUNE LAKES PRIVATE WEALTH ADVISORS LLC, INV RELATED, ROSEMARY BEACH, FL, 100% OWNERSHIP, START 5/3/2022, 15 HOURS PER MONTH, ONE HOUR DURING TRADING, FINET PRACTICE. MAZE TO MAZE; NOT INV RELATED;ROSEMARY BEACH,FL; ONLINE MAZE GAME;100% OWNERSHIP; START DATE: 07/28/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-02 |
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