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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-18 |
| ME | RA | APPROVED | 2024-10-08 |
Branch Locations
1 Monument Sq, Portland, ME 04101 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | ME | 06/2024 | Present |
| Irving Oil | Portsmouth | NH | 02/2023 | 02/2024 |
| Regions Bank/ Ascentium Capital | Portland | ME | 06/2022 | 01/2023 |
| Commodity And Ingredient Hedging | Chicago | IL | 12/2020 | 02/2022 |
| Wh Trading | Chicago | IL | 09/2015 | 12/2020 |
| Unemployed | Portland | ME | 02/2024 | 06/2024 |
| Umemployed | Chicago | IL | 02/2022 | 06/2022 |
| Bank Of America, N.A. | Portland | ME | 08/2024 | Present |
I*2116358, Entity Type: Fiduciary, Name of OBA: JS , Address: Cape Elizabeth , Maine, 04107, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/06/2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-06 |
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