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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-01-12 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
3101 Cobb Parkway Se Suite 124, Atlanta, GA 30339 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Atlanta | GA | 09/2011 | 01/2026 |
| Mass Mutual Life Insurance Company | Atlanta | GA | 07/2011 | 01/2026 |
| 49 Financial | Atlanta | GA | 01/2026 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 01/2026 | Present |
Midland National; not investment related; 178 Idylwilde Way, Canton, GA 30115; nature - a MassMutual annuity, that came out of surrender, which Michael was a protected Agent on, was exchanged into a Midland National annuity. Since his commissions were protected from his prior relationship with MassMutual, he was compensated on this new contract. An Active Advisor at his former firm, MassMutual-The Piedmont Group) recommended the transaction to the Client: The advisor made the recommendation to roll funds from an existing MassMutual Annuity into a Midland National Annuity. Start date: 05-12-2026; approximate hours per month - not applicable; one time payout.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-03-27 |
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