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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-12
WY RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2020-11-12
  • WY RA
    APPROVED
    Since 2020-11-12

Branch Locations

1621 Dell Range Blvd, Cheyenne, WY 82009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities Inc San Diego CA 12/1999 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Cheyenne WY 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 12/1999 → 09/2022
    First Allied Securities Inc
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Cheyenne, WY
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-07-01 → 2020-11-12
    First Allied Advisory Services, Inc.
    Cheyenne, WY
Other Businesses

1.)SANDY PATRICK; HIGH SCHOOL DEBATE COACH; EDUCATION; START DATE: 5/1/2009. 2.)WEALTH PLANNING & INVESTMENTS; OWNER; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE 05/11/2004; 8 HRS. PER MONTH. 3.) SANDRA PATRICK; AGENT; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 12/23/1999; 8 HRS. PER MONTH. 4.) Sandy Patrick; CFP; Estate/Financial Planning; start date 04/05/2016; 4 hours per month. 5.) Life Enrichment Classes Laramie County College; Instructor; Education/Teaching; start date 06/15/2016; 12 hours per month. 6.) EDWIN PATRICK REVOCABLE TRUST; SUCCESSOR TRUSTEE; FIDUCIARY POSITION (TRUSTEE,POA,EXECUTOR,ECT); START DATE 08/05/2011. 7.) SUE PATRICK REVOCABLE TRUST; SUCCESSOR TRUSTEE; FIDUCIARY POSITION (TRUSTEE,POA,EXECUTOR,ECT); START DATE 08/05/2011. 8.) LAND INVESTMENT LLC; SECRETARY AND ASSISTANT TREASURER; REAL ESTATE(RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE 03/10/2020; 20 HOURS PER MONTH. 9.) ROSIE LLC; PRESIDENT; REAL ESTATE; START DATE: 10/15/2021; 4 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-01
S63 Uniform Securities Agent State Law Examination 1985-02-13
  • S65 Uniform Investment Adviser Law Examination
    1996-04-01
  • S63 Uniform Securities Agent State Law Examination
    1985-02-13
Designations
Other Names
  • Sandra Patrick Reeves
  • Sandra Patrick Reeves

View on SEC IAPD

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