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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-12 |
| WY | RA | APPROVED | 2020-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities Inc | San Diego | CA | 12/1999 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Cheyenne | WY | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.)SANDY PATRICK; HIGH SCHOOL DEBATE COACH; EDUCATION; START DATE: 5/1/2009. 2.)WEALTH PLANNING & INVESTMENTS; OWNER; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE 05/11/2004; 8 HRS. PER MONTH. 3.) SANDRA PATRICK; AGENT; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 12/23/1999; 8 HRS. PER MONTH. 4.) Sandy Patrick; CFP; Estate/Financial Planning; start date 04/05/2016; 4 hours per month. 5.) Life Enrichment Classes Laramie County College; Instructor; Education/Teaching; start date 06/15/2016; 12 hours per month. 6.) EDWIN PATRICK REVOCABLE TRUST; SUCCESSOR TRUSTEE; FIDUCIARY POSITION (TRUSTEE,POA,EXECUTOR,ECT); START DATE 08/05/2011. 7.) SUE PATRICK REVOCABLE TRUST; SUCCESSOR TRUSTEE; FIDUCIARY POSITION (TRUSTEE,POA,EXECUTOR,ECT); START DATE 08/05/2011. 8.) LAND INVESTMENT LLC; SECRETARY AND ASSISTANT TREASURER; REAL ESTATE(RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE 03/10/2020; 20 HOURS PER MONTH. 9.) ROSIE LLC; PRESIDENT; REAL ESTATE; START DATE: 10/15/2021; 4 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-13 |
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