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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2009-09-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Norman | OK | 09/2009 | Present |
1] Kaleo Ventures, LLC; Non-investment related, Moore, OK,Family Owned Company, Member/Owner, 12/31/1994 Start Date, 1 hrs/mo non-business, 1 hrs/mo trading hours, Real estate holding company with property manager.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-07 |
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