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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| FL | RA | APPROVED | 2023-05-02 |
Branch Locations
7601 N Federal Hwy Ste B215, Boca Raton, FL 33487 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Boca Raton | FL | 04/2005 | 09/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Summit Financial Group Inc | Boca Raton | FL | 04/2005 | 05/2021 |
| Pure Profit'S Llc. | West Palm Beach | FL | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
1. LOVE ESTATE&FINANCIAL SVCS; NOT INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; COMMISSION PROCESSING; PRESIDENT; 11/16/2000; APPX 4 HRS/MONTH; APPX 0 HRS/MONTH DURING TRADING; TO PAY BILL, SALARIES, AND MISC EXPENSES; 2. NAME OF OTHER BUSINESS: PURE PROFIT'S LLC.; INVESTMENT RELATED: NO; ADDRESS: 1681 BARBARIE LN, WEST PALM BEACH, FL, 33417; NATURE OF BUSINESS: PERSONAL REAL ESTATE PURCHASE; START DATE: 01/2013; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PURCHASED HOME FOR FAMILY MEMBERS; 3. NAME OF OTHER BUSINESS: CUMMINGS & COHEN REAL ESTATE INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PURCHASE REAL ESTATE FOR PERSONAL USE AND FAMILY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-16 |
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