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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2012-02-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co Inc | Birmingham | MI | 07/2011 | Present |
1. I AM TRUSTEE OF MY OWN TRUST. IT IS AN INVESTMENT ACCOUNT. I AM A DIRECTOR-INVESTMENTS AT OPPENHEIMER & CO. INC. IN BIRMINGHAM, MICHIGAN. I DEDICATE 1 HOURS OR LESS PER MONTH TO MANAGE MY INVESTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-22 |
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