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Michael John Dwyer

Rbc Capital Markets, LLC

Phoenix, AZ

Phoenix, AZ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-12
ID RA APPROVED 2025-12-11
TX RA APPROVED 2025-12-11
  • AZ RA
    APPROVED
    Since 2025-12-12
  • ID RA
    APPROVED
    Since 2025-12-11
  • TX RA
    APPROVED
    Since 2025-12-11

Branch Locations

2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Phoenix AZ 09/2009 04/2018
Raymond James & Associates Scottsdale AZ 04/2018 12/2025
Rbc Capital Markets, Llc Scottsdale AZ 12/2025 Present
  • 09/2009 → 04/2018
    Rbc Capital Markets Corporation
    Phoenix, AZ
  • 04/2018 → 12/2025
    Raymond James & Associates
    Scottsdale, AZ
  • 12/2025 → Present
    Rbc Capital Markets, Llc
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-21
S63 Uniform Securities Agent State Law Examination 1984-03-27
  • S65 Uniform Investment Adviser Law Examination
    2011-11-21
  • S63 Uniform Securities Agent State Law Examination
    1984-03-27
Other Names
  • Michael Dwyer

View on SEC IAPD

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