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Arlene F Leon

Wells Fargo Clearing Services, LLC

Sacramento, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-11
TX RA APPROVED 2024-12-10
  • CA RA
    APPROVED
    Since 2024-12-11
  • TX RA
    APPROVED
    Since 2024-12-10

Branch Locations

400 Capitol Mall Ste 1700, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sacramento CA 09/2015 07/2020
Wells Fargo Clearing Services, Llc Sacramento CA 07/2020 11/2024
Rbc Capital Markets, Llc El Dorado Hills CA 11/2024 12/2024
Wells Fargo Clearing Services, Llc Sacramento CA 12/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-28
  • S66 Uniform Combined State Law Examination
    2016-11-28
Other Names
  • Arlene F. Ose
  • Arlene F Ose
  • Arlene F. Ose
  • Arlene Francis Leon
  • Arlene F Ose
  • Arlene F Ose
  • Arlene Leon
  • Arlene Francis Ose
  • Arlene F Leon

View on SEC IAPD

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