Michael James Doherty

Current Employers

Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2011-08-15

NJ RA
APPROVED

Since 2011-08-15

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

125 Half Mile Road, Suite 104, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Benjamin F. Edwards & Co., Inc.	Red Bank	NJ	08/2011	Present

08/2011 → Present

Benjamin F. Edwards & Co., Inc.

Red Bank, NJ

Previous Registrations

2008-01-01 → 2011-08-08

Wells Fargo Clearing Services, Llc

East Brunswick, NJ

East Brunswick, NJ
2005-06-22 → 2008-01-01

A. G. Edwards & Sons, Inc.

East Brunswick, NJ

St. Louis, MO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-02-28

S63 Uniform Securities Agent State Law Examination

1984-02-28

Designations

View on SEC IAPD

Current Employers

Benjamin F. Edwards & Company, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

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