Mark Miccioli

Current Employers

Thoroughbred Financial Services, Llc

5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2004-01-07

TN RA
APPROVED

Since 2004-01-07

Branch Locations

5110 Maryland Way Suite 300, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thoroughbred Financial Services, Llc	Brentwood	TN	06/1999	Present

06/1999 → Present

Thoroughbred Financial Services, Llc

Brentwood, TN

Other Businesses

THOROUGHBRED FINANCIAL SERVICES (INDEPENDENT INSURANCE AGENCY) 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027 - INVESTMENT RELATED - INSURANCE AGENT - SINCE 2004- ESTIMATED 5% OF TIME (8 HRS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS. ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-07-18

S63 Uniform Securities Agent State Law Examination

1984-07-18

View on SEC IAPD

Current Employers

Thoroughbred Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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