Mark Edward Rabbe

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2018-09-27
TX	RA	APPROVED_RES	2013-03-22

NH RA
APPROVED

Since 2018-09-27
TX RA
APPROVED_RES

Since 2013-03-22

Branch Locations

100 International Drive Suite 375, Portsmouth, NH 03801-6881 • United States

Portsmouth, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Burlington	MA	09/2012	Present
City National Bank	Burlington	MA	07/2018	Present

09/2012 → Present

Rbc Capital Markets, Llc

Burlington, MA
07/2018 → Present

City National Bank

Burlington, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-03-14
S63	Uniform Securities Agent State Law Examination	1984-03-01

S65 Uniform Investment Adviser Law Examination

2013-03-14
S63 Uniform Securities Agent State Law Examination

1984-03-01

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

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