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Thomas Andrew Toth

Toth Financial Advisory Corp

Leesburg, VA

CRD 1239543

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Employer firm

Toth Financial Advisory Corp CRD 104952

$1.15B regulatory AUM 655 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Toth Financial Advisory Corp

608 South King Street Suite 300, Leesburg, VA 20175 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-05-08
VA RA APPROVED 1989-08-15
  • TX RA
    APPROVED_RES
    Since 2006-05-08
  • VA RA
    APPROVED
    Since 1989-08-15

Branch Locations

608 South King Street Suite 300, Leesburg, VA 20175 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Toth Financial Advisory Corporation Vienna VA 04/1986 Present
Toth And Associates, Incorporated Vienna VA 04/1986 Present
  • 04/1986 → Present
    Toth Financial Advisory Corporation
    Vienna, VA
  • 04/1986 → Present
    Toth And Associates, Incorporated
    Vienna, VA
Other Businesses

1)LOUDOUN PROPERTIES, LLC, NON-INVESTMENT RELATED 608 SO. KING ST, SUITE 300; LEESBURG, VA 20175. FORMED IN THE YEAR 2000 TO DEVELOP 2 COMMERCIAL BUILDINGS IN LEESBURG, VA. MANAGING MEMBER APPROXIMATELY 3 HOURS/MONTH; NONE DURING SECURITIES TRADING HOURS. 2)MTV ENTERPRISES, LLC; 608 SO KING ST; LEESBURG, VA 20175. FORMED TO PURCHASE AIRCRAFT FOR LEASE. MANAGING MEMBER; APPROXIMATELY 1HOUR/MONTH; NONE DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1989-09-05
S63 Uniform Securities Agent State Law Examination 1984-05-01
  • S65 Uniform Investment Adviser Law Examination
    1989-09-05
  • S63 Uniform Securities Agent State Law Examination
    1984-05-01
Other Names
  • Tom Toth
  • Tom Toth
  • Thomas Andrew Toth

View on SEC IAPD

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