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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-08-01 |
| WA | RA | APPROVED | 2006-09-08 |
Branch Locations
5210 E Williams Cir Ste 130, Tucson, AZ 85711 • United States
Tucson, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tucson | AZ | 10/1995 | 03/2020 |
| Ameriprise Financial Services, Llc | Tucson | AZ | 03/2020 | Present |
Board of Directors; Friends of Western Art; Board Member; 6400 E El Dorado Circle, , Tucson, AZ, 85715; Not Investment-Related; 01/03/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Heick Hester Smith & Associates, LLC; AFA - AFA; ; 408 Blankenbaker Parkway, , Louisville, KY, 40243; Investment-Related; 02/01/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-03 |
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