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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-07-15 |
| TX | RA | APPROVED | 2022-07-15 |
Branch Locations
1210 Premier Dr Ste 202, Chattanooga, TN 37421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chattanooga | TN | 09/2009 | 07/2022 |
| Ameriprise Financial Services, Llc | Chattanooga | TN | 07/2022 | Present |
| Davis Financial Advisors | Chattanooga | TN | 09/2009 | 12/2020 |
Business Ownership; Applegate Partners; 25% owner and helps with the bill paying; Real Estate; 7374 Applegate Lane, , Chattanooga, TN, 37421; Not Investment-Related; 12/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Praying Friends; board member; PO Box 23353, , Chattanooga, TN, 37422; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-04-03 |
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