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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-21 |
| AZ | RA | APPROVED | 2005-10-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Symphony Financial Services Llc | Chandler | AZ | 12/1999 | Present |
| Self-Employed | Phoenix | AZ | 12/1986 | Present |
| Independent Financial Group, Llc | Phoenix | AZ | 06/2004 | Present |
| Independent Financial Group, Inc. | Phoenix | AZ | 07/2004 | Present |
(1) SYMPHONY FINANCIAL SERVICES POSITION: Owner NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2004 ADDRESS: 15022 S 40th Pl, Phoenix AZ 85044, United States DESCRIPTION: 50% OWNER OF DBA USED TO MARKET SECURITIES, ADVISORY, AND INSURANCE SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-11 |
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