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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-29
  • CO RA
    APPROVED
    Since 2023-06-29

Branch Locations

1605-K Grand Ave, Glenwood Springs, CO 81601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glenwood Insurance Agency Glenwood Springs CO 06/1990 Present
Travelers Ins Group Hartford CT 01/1996 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/1990 → Present
    Glenwood Insurance Agency
    Glenwood Springs, CO
  • 01/1996 → Present
    Travelers Ins Group
    Hartford, CT
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 1999-01-01 → 2013-09-03
    Tower Square Securities, Inc.
    Glenwood Springs, CO
    Glenwood Springs, CO
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/1985; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: GLENWOOD HOT SPRINGS LODGE & POOL, INC.; INVESTMENT RELATED: NO; ADDRESS: 401 N RIVER RD, GLENWOOD SPRINGS, CO 81601; NATURE OF BUSINESS: RESORT / HOSPITALITY; START DATE: 2003; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DIRECTOR, NO OTHER RESPONSIBILITIES; 3. NAME OF OTHER BUSINESS: GLENWOOD SPRINGS GOLF CLUB; INVESTMENT RELATED: NO; ADDRESS: 193 SUNNY ACRES RD, GLENWOOD SPRINGS, CO 81601; NATURE OF BUSINESS: BOARD; START DATE: 4/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF STAFF, BUDGET, MAJOR EXPENSES, STRATEGIC PLAN; 4. NAME OF OTHER BUSINESS: GARFIELD RE2 SCHOOL BOARD; INVESTMENT RELATED: NO; ADDRESS: 839 WHITERIVER AVE, RIFLE, CO 81650; NATURE OF BUSINESS: SCHOOL BOARD; START DATE: 6/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COMMITTEE WORK IF ASSIGNED, OVERSIGHT OF BUDGET, BENEFITS, EXECUTIVE STAFF;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-29
  • S63 Uniform Securities Agent State Law Examination
    1992-04-29
Other Names
  • Scott G Bolitho

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