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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-06-29 |
Branch Locations
1605-K Grand Ave, Glenwood Springs, CO 81601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Glenwood Insurance Agency | Glenwood Springs | CO | 06/1990 | Present |
| Travelers Ins Group | Hartford | CT | 01/1996 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/1985; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: GLENWOOD HOT SPRINGS LODGE & POOL, INC.; INVESTMENT RELATED: NO; ADDRESS: 401 N RIVER RD, GLENWOOD SPRINGS, CO 81601; NATURE OF BUSINESS: RESORT / HOSPITALITY; START DATE: 2003; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DIRECTOR, NO OTHER RESPONSIBILITIES; 3. NAME OF OTHER BUSINESS: GLENWOOD SPRINGS GOLF CLUB; INVESTMENT RELATED: NO; ADDRESS: 193 SUNNY ACRES RD, GLENWOOD SPRINGS, CO 81601; NATURE OF BUSINESS: BOARD; START DATE: 4/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF STAFF, BUDGET, MAJOR EXPENSES, STRATEGIC PLAN; 4. NAME OF OTHER BUSINESS: GARFIELD RE2 SCHOOL BOARD; INVESTMENT RELATED: NO; ADDRESS: 839 WHITERIVER AVE, RIFLE, CO 81650; NATURE OF BUSINESS: SCHOOL BOARD; START DATE: 6/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COMMITTEE WORK IF ASSIGNED, OVERSIGHT OF BUDGET, BENEFITS, EXECUTIVE STAFF;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-04-29 |
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