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Matthew Peter Kopecky

Principal Securities, Inc.

Glen Carbon, IL

Chesterfield, MO

CRD 5198240

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-17
IL RA APPROVED 2017-07-17
  • TX RA
    APPROVED_RES
    Since 2021-06-17
  • IL RA
    APPROVED
    Since 2017-07-17

Branch Locations

7 B Ginger Creek Village Dr, Glen Carbon, IL 62034 • United States

16305 Swingley Ridge Rd Ste 465, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Glen Carbon IL 09/2007 Present
Union Financial Inc. Edwardsville IL 07/2008 Present
Principal Securities, Inc. Glen Carbon IL 03/2016 Present
Kopecky Financial Services Glen Carbon IL 06/2021 Present
  • 09/2007 → Present
    Principal Life Insurance Company
    Glen Carbon, IL
  • 07/2008 → Present
    Union Financial Inc.
    Edwardsville, IL
  • 03/2016 → Present
    Principal Securities, Inc.
    Glen Carbon, IL
  • 06/2021 → Present
    Kopecky Financial Services
    Glen Carbon, IL
Other Businesses

***OUTSIDE INSURANCE. BROKER- LIFE, DI, LTC, FIXED ANNUITIES. EFFECTIVE DATE - 11/14/13.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-18
S63 Uniform Securities Agent State Law Examination 2006-09-18
  • S65 Uniform Investment Adviser Law Examination
    2009-09-18
  • S63 Uniform Securities Agent State Law Examination
    2006-09-18
Other Names
  • Matt Peter Kopecky

View on SEC IAPD

Nearby Firms

COMMONWEALTH FINANCIAL NETWORK
CARSONALLARIA WEALTH MANAGEMENT, LTD.
EDWARD JONES

Nearby Investors

GREGORY LAWRENCE WIEGERS
Whitney Ann Cadagin
KEVIN MICHAEL CADAGIN

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · Glen Carbon, IL
CARSONALLARIA WEALTH MANAGEMENT, LTD. · GLEN CARBON, IL
EDWARD JONES · GLEN CARBON, IL

More in Glen Carbon, IL

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