David James Bugos

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Kestra Investment Services, Llc
  Oklahoma City, OK
• 07/2016 → Present
  Kestra Advisory Services, Llc
  Oklahoma City, OK

Previous Registrations

• 2008-05-23 → 2016-07-06
  Msi Financial Services, Inc.
  Oklahoma City, OK
  Ardmore, OK
  Oklahoma City, OK
  Oklahoma City, OK
• 2002-07-23 → 2007-07-27
  Country Trust Bank
  Oklahoma City, OK
  Oklahoma City, OK

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Reoresentative Start Date: 6/26/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Investment advisory services Business Name: Oklahoma Financial Center, Inc. Investment Related: Yes Address: 12436 St. Andrews Ct Oklahoma City OK 73120 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Representative/Financial Planner Start Date: 6/26/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Investment advice/Financial Planning Business Name: David Bugos Investment Related: No Address: 12601 S Pottawatomie Rd McLoud OK 74851 Nature of Business: Other Other/None of the Above owner Position, Title or Relationship: owner Start Date: 12/29/2003 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: care of acreage and livestock

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-05-31

Designations

• Certified Financial Planner