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Kathy Larson Wilkinson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sioux Falls, SD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2011-08-15
TX RA APPROVED_RES 2001-01-17
  • SD RA
    APPROVED
    Since 2011-08-15
  • TX RA
    APPROVED_RES
    Since 2001-01-17

Branch Locations

110 S Phillips Ave, Sioux Falls, SD 57104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Sioux Falls SD 07/1998 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Siuox Falls SD 07/1998 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-24
S63 Uniform Securities Agent State Law Examination 1985-06-01
  • S66 Uniform Combined State Law Examination
    2011-06-24
  • S63 Uniform Securities Agent State Law Examination
    1985-06-01
Other Names
  • Kathy M Larson
  • Kathy Mae Larson

View on SEC IAPD

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Other Offices

MARINER · Sioux Falls, SD
MARINER · Sioux Falls, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD
EDWARD JONES · SIOUX FALLS, SD
RBC CAPITAL MARKETS, LLC · SIOUX FALLS, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
WELLS FARGO CLEARING SERVICES, LLC · SIOUX FALLS, SD

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