John G Mizzi

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-03-05
MI	RA	APPROVED	2010-09-17
TX	RA	APPROVED_RES	2002-01-16

FL RA
APPROVED

Since 2019-03-05
MI RA
APPROVED

Since 2010-09-17
TX RA
APPROVED_RES

Since 2002-01-16

Branch Locations

290 Town Center Dr, Dearborn, MI 48126 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dearborn	MI	12/1983	Present
Bank Of America, N.A.	Dearborn	MI	07/2011	Present

12/1983 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dearborn, MI
07/2011 → Present

Bank Of America, N.A.

Dearborn, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-03-29
S63	Uniform Securities Agent State Law Examination	1984-02-27

S65 Uniform Investment Adviser Law Examination

1995-03-29
S63 Uniform Securities Agent State Law Examination

1984-02-27

Other Names

John Mizzi
John Gerard Mizzi

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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