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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-09-08
NY RA APPROVED 2022-09-06
  • NJ RA
    APPROVED
    Since 2022-09-08
  • NY RA
    APPROVED
    Since 2022-09-06

Branch Locations

505 Main Street Suite 200, Hackensack, NJ 07601-5925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 11/2016 09/2022
Unemployed Pearl River NY 08/2016 11/2016
Janney Montgomery Scott Llc Hackensack NJ 09/2022 01/2023
Janney Montgomery Scott Llc Hackensack NJ 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-02
S63 Uniform Securities Agent State Law Examination 1994-08-08
  • S65 Uniform Investment Adviser Law Examination
    2017-08-02
  • S63 Uniform Securities Agent State Law Examination
    1994-08-08
Other Names
  • Helen Kathleen Levis

View on SEC IAPD

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