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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2006-05-24 |
Branch Locations
4 Technology Drive Suite 260, E. Setauket, NY 11733 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins Co | Melville | NY | 06/1983 | Present |
| Nylife Securities Inc. | Melville | NY | 12/1983 | Present |
| Eagle Strategies | Melville | NY | 05/2000 | Present |
| Lippencott Financial Group | Port Jefferson | NY | 01/2003 | Present |
| Westwind Farm And Stables Llc | Riverhead | NY | 05/2020 | Present |
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS VIA DBA LIPPENCOTT FINANCIAL GROUP] [MICRO MEDICAL SOLUTIONS, INC.; CORPORATE TRUST CENTER 1209 ORANGE ST. WILMINGTON DELAWARE 19801; START DATE 01/2014; ROLE/TITLE: INVESTOR; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [MATHER FOUNDATION; MATHER FOUNDATION IS A GROUP THAT RAISES PROCEEDS FOR MATHER MEMORIAL HOSPITAL.; PORT JEFFERSON, NY; START DATE 10/2014; ROLE/TITLE: BOARD MEMBER; NOT INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [HCBM PARTNERS; PASSIVE OWNER-SCUDERI GROUP LLC; NON INVESTMENT RELATED;1220 WALNUT RD BOHEMIA NY 11716; START DATE 03/2010] [10 HAWKINS AVE. LLC; RESIDENTIAL HOME RENTAL; 73 SHORE RD. EAST SETAUKET, NY 11733; START DATE 06/2015; OWNER; NOT INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [THEATER THREE; BOARD MEMBER OF LOCAL COMMUNITY THEATER; MAIN STREET PORT JEFFERSON NY 11777; START DATE 07/2015; BOARD MEMBER; NOT INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Robert Keleher Family Foundation.; Provides Educational scholarships to the local community High School graduates.; 167 E. Main Street East Islip, NY 11730; Start Date 07/2018; Role/Title: Director; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; review nominations for scholarships and provide guidance on the investment trust fund assets] [Mather Hospital; Board Member; heath care organization; 75 North Country Road Port Jefferson NY 11777; Start Date 01/2019; Board Member; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours; Attend Board meetings to run the administration of the hospital-finance committee] [NYLARC Holding Company, Inc.; Reinsuring the life insurance I write with NY Life.; 51 Madison Ave NY NY 10010; Start Date 07/1997; Role/Title: Investor; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Brewer Lane Ventures Fund 1; Venture capital investment fund; 1209 Orange St. Wilmington, Del 19801; Start Date 12/2019; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Westwind Farm And Stables LLC.; This is a horse farm and equestrian center for boarding horses and horseback riding lessons; 5105 sound ave Riverhead, NY 11790; Start Date 05/2020; Role/Title: Owner; Not Investment Related; 40 hours per month; 0 hours per month during securities trading hours] [D.E. Lippencott, INC. - Dormant; inactive corp; Technology Dr. Suite 260 East Setauket NY 11733; Start Date 01/1996; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [L & M Realty Corp. - Dormant; Real estate holding company; New York; Start Date 07/2002; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Legacy Preservation Partners LLC. - Dormant; Insurance sales; NEW YORK; Start Date 07/2002; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours][JPF Foundation; foster the development of culinary skills for formerly incarcerated and returning veterans; P.O. Box 28 Barrington RI 02806; Start Date 08/2025; Role/Title: Director; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-07-24 |
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