David Lee Harris

Current Employers

Employment History

• 01/2004 → 03/2017
  Mcf Advisors, Llc
  Covington, KY
• 03/2017 → Present
  Mcf Advisors Llc
  Lexington, KY

Previous Registrations

• 2004-02-24 → 2016-12-31
  Mcf Advisors, Llc
  Lexington, KY
  Lexington, KY
  Lexington, KY
• 2003-08-12 → 2004-03-12
  Mid Central Financial Advisors, Inc.
  Covington, KY
• 2003-07-15 → 2003-08-27
  Fsc Securities Corporation
  Covington, KY
  Covington, KY

Other Businesses

1. SEVEN STONES FARM, LLC / INVESTMENT-RELATED: NO / 214 FOREST TRAIL, NICHOLASVILLE, KY 40356 / NATURE OF BUSINESS: FARMING / TITLE: CHAIRMAN / START DATE: 3/15/19 / HOURS PER MONTH: 10 / HOURS PER MONTH DURING SECURITIES TRADING HOURS: <5 / DUTIES: OWNER OPERATOR 2. WORLDWIDE EQUIPMENT ENTERPRISES, INC. / INVESTMENT-RELATED: NO / 107 WE DRIVE, PRESTONBURG, KY 41653 / NATURE OF BUSINESS: HEAVY TRUCKS DEALER / TITLE: BOARD OF DIRECTORS / START DATE: 11/1/2020 / HOURS PER MONTH: <5 / HOURS PER MONTH DURING SECURITIES TRADING HOURS: <5 / DUTIES: ADVISORY 3. UNIVERSITY OF PIKEVILLE / INVESTMENT-RELATED: NO / 147 SYCAMORE ST., PIKEVILLE, KY 41501 / NATURE OF BUSINESS: EDUCATION / TITLE: BOARD OF TRUSTEES / START DATE: 7/1/2023 / HOURS PER MONTH: <10 / HOURS PER MONTH DURING SECURITIES TRADING HOURS: <10 / DUTIES: ADVISORY 4. MCF LIMINAL MANAGER LLC / INVESTMENT-RELATED: YES / NATURE OF BUSINESS: REAL ESTATE SPECIAL PURPOSE VEHICLE / TITLE: NAMED MANAGER / START DATE: 10/2025 / HOURS PER MONTH: <5 / HOURS PER MONTH DURING SECURITIES TRADING HOURS: <5 / DUTIES: MANAGER 5. DAVIS H. ELLIOT COMPANY / INVESTMENT-RELATED: NO / 673 BLUE SKY PARKWAY, LEXINGTON, KY 40509 / NATURE OF BUSINESS: UTILITIES / TITLE: BOARD OF DIRECTORS / START DATE: 8/2025 / HOURS PER MONTH: <10 / HOURS PER MONTH DURING SECURITIES TRADING HOURS: <5 / DUTIES: BOARD MEMBER 6. HARRIS CAPITAL LLC / INVESTMENT-RELATED: NO / NATURE OF BUSINESS: PERSONAL HOLDING COMPANY / TITLE: MEMBER / START DATE: 3/2026 / HOURS PER MONTH: 0 / HOURS PER MONTH DURING SECURITIES TRADING HOURS: <5 / DUTIES: MEMBER 7. SEVEN STONES EQUINE HOLDINGS, LLC / INVESTMENT-RELATED: NO / NATURE OF BUSINESS: THOROUGHBRED OWNER / TITLE: MEMBER / START DATE: 10/2025 / HOURS PER MONTH: <10 / HOURS PER MONTH DURING SECURITIES TRADING HOURS: <5 / DUTIES: MEMBER

Exams

• S66 Uniform Combined State Law Examination
  2003-01-16
• S63 Uniform Securities Agent State Law Examination
  1983-11-21

Other Names

• Dave Harris