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Tony F Haeussler

J.P. Morgan Securities LLC

Downers Grove, IL

CRD 1235241

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-11
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1200 Ogden Ave Floor 2, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 10/2012 Present
Previous Registrations
  • 2006-02-13 → 2012-10-01
    Chase Investment Services Corp.
    Oak Lawn, IL
    Orland Park, IL
    Orland Park, IL
    Lemont, IL
    Frankfort, IL
    Frankfort, IL
    Orland Park, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Oak Brook, IL
    Arlington Heights, IL
    Wheaton, IL
    Mt. Prospect, IL
    Springfield, IL
    Wheaton, IL
    Batavia, IL
    Libertyville, IL
    Park Ridge, IL
    Naperville, IL
    Bensenville, IL
    North Riverside, IL
    Chicago, IL
    North Riverside, IL
    Chicago, IL
    River Grove, IL
    Chicago, IL
    Berwyn, IL
    Bensenville, IL
    Bensenville, IL
    Berwyn, IL
    Elmhurst, IL
    Melrose Park, IL
    Oak Park, IL
    Oak Park, IL
    Park Ridge, IL
    Schiller Park, IL
    Elmhurst, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Winnetka, IL
    Highland Park, IL
    Wilmette, IL
    Glenview, IL
    Chicago, IL
  • 2001-02-26 → 2004-08-11
    Invest Financial Corporation
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-28
S63 Uniform Securities Agent State Law Examination 1993-05-24
  • S65 Uniform Investment Adviser Law Examination
    1998-10-28
  • S63 Uniform Securities Agent State Law Examination
    1993-05-24
Other Names
  • Tony Frederick Haeussler
  • Tony F Haeussler
  • Tony Haeussler

View on SEC IAPD

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