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Current Employers
Thoroughbred Financial Services, Llc

5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-08-18
TN RA APPROVED 2004-01-05
  • TX RA
    APPROVED
    Since 2008-08-18
  • TN RA
    APPROVED
    Since 2004-01-05

Branch Locations

5110 Maryland Way Suite 300, Brentwood, TN 37027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thoroughbred Financial Services, Llc Brentwood TN 04/2000 Present
Other Businesses

1. Mojave Entertianment, LLC, not investment related, 6327 Johnson Chapel Rd, Brentwood, TN 37027, movie/ story rights, managing member, 8/2021 to present, 0 hrs during trading hours, supervisory. 2. Beautifuly Broken, LLC, not investment related, 6327 Johnson Chapel Rd, Brentwood, TN 37027, movie/story rights, managing member, 3/2015 to present, 0 hrs during trading hours, supervisory. 3.Graymont, LLC: not investment related, 6327 Johnson Chapel Rd, Brentwood TN 37027, Real Estate Dev, Partner 2014 to Present 0 hrs/month, investory only. 4. Jacob's Village; not investment related, 7400 Vienna Rd, Evansville IN 47720, 501(3)c Adults w/Disabilities, Treasurer, 2014 to Present, 5 hrs/months, 0 hrs/during trading, Officer. 5. Legacy Mission Village; not investment related, 5123 Nolensville Rd, Nashville, TN 37211, 501(3)c Refuge Ministry, Chairman, 2012 to Present, 5 hrs/month, 0 hrs during trading. 6. Rental Real Estate, 202 Cloverdale Ct, Brentwood, TN 37027, since 2023, non-investment related, 5 hours per month, none during trading hours, manage rental real estate. 7. THOROUGHBRED FINANCIAL SERVICES (INDEPENDENT INSURANCE AGENCY) 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027 -INVESTMENT RELATED - INSURANCE AGENT - SINCE 2006- ESTIMATED 5% OF TIME (8 HRS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS. ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-04-17
  • S63 Uniform Securities Agent State Law Examination
    1984-04-17

View on SEC IAPD

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