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Thomas Paul Delrosso

Wells Fargo Clearing Services, LLC

Portsmouth, NH

Haverhill, MA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-19
MI RA APPROVED 2017-12-26
NH RA APPROVED 2010-10-06
ME RA APPROVED 2010-08-27
  • TX RA
    APPROVED
    Since 2024-11-19
  • MI RA
    APPROVED
    Since 2017-12-26
  • NH RA
    APPROVED
    Since 2010-10-06
  • ME RA
    APPROVED
    Since 2010-08-27

Branch Locations

1 Harbour Pl Ste 300, Portsmouth, NH 03801 • United States

Haverhill, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Manchester NH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Manchester NH 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-29
S63 Uniform Securities Agent State Law Examination 1984-02-13
  • S65 Uniform Investment Adviser Law Examination
    2001-11-29
  • S63 Uniform Securities Agent State Law Examination
    1984-02-13
Designations
Other Names
  • Thomas Paul Delosso
  • Thomas Paul Derosso

View on SEC IAPD

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Other Offices

CHARTER OAK CAPITAL MANAGEMENT · PORTSMOUTH, NH
NVEST FINANCIAL, LLC · PORTSMOUTH, NH
DAVID WENDELL ASSOCIATES, INC. · PORTSMOUTH, NH
KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
ESTATE PLANNERS OF NEW ENGLAND, LLC · PORTSMOUTH, NH
PISCATAQUA RESEARCH INC. · PORTSMOUTH, NH
PATRIOT ADVISORY GROUP · PORTSMOUTH, NH

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