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Equitable Advisors, LLC CRD 6627
$42.5B regulatory AUM 171,648 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2002-08-14 |
| TX | RA | APPROVED_RES | 1997-04-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. Association Hatienne de Dveloppement Humain, Inc; 149 Lakeview Laplace, La 70068; Treasurer; Start Date 12/07/2023; Approximately 4 hours per month. 2. Home Owners Association; Board Member; Start Date 01/01/2024; Approximately 1 hour per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-27 |
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