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Rickie Panello Johnson

Equitable Advisors, LLC

Baton Rouge, LA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2002-08-14
TX RA APPROVED_RES 1997-04-29
  • LA RA
    APPROVED
    Since 2002-08-14
  • TX RA
    APPROVED_RES
    Since 1997-04-29

Branch Locations

4242 Harding Blvd, Baton Rouge, LA 70807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. Association Hatienne de Dveloppement Humain, Inc&#59; 149 Lakeview Laplace, La 70068&#59; Treasurer&#59; Start Date 12/07/2023&#59; Approximately 4 hours per month. 2. Home Owners Association&#59; Board Member&#59; Start Date 01/01/2024&#59; Approximately 1 hour per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-10
S63 Uniform Securities Agent State Law Examination 1996-11-27
  • S65 Uniform Investment Adviser Law Examination
    1999-04-10
  • S63 Uniform Securities Agent State Law Examination
    1996-11-27

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
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