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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-03
CA RA APPROVED 2008-08-25
  • TX RA
    APPROVED_RES
    Since 2023-01-03
  • CA RA
    APPROVED
    Since 2008-08-25

Branch Locations

901 Bruce Road, Chico, CA 95928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Paradise CA 08/2008 Present
  • 08/2008 → Present
    Stifel Nicolaus & Co Inc
    Paradise, CA
Previous Registrations
Other Businesses

Trustee- Non Family Trust

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-09-23
  • S63 Uniform Securities Agent State Law Examination
    1987-09-23

View on SEC IAPD

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