Sushil Birla

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-02-29

TX RA
APPROVED

Since 2016-02-29

Branch Locations

10611 Broadway Street, Pearland, TX 77584 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Pearland	TX	02/2016	Present
J.P. Morgan Securities Llc	Pearland	TX	02/2016	Present

02/2016 → Present

Jpmorgan Chase Bank, N.A.

Pearland, TX
02/2016 → Present

J.P. Morgan Securities Llc

Pearland, TX

Previous Registrations

2015-03-13 → 2015-11-10

Charles Schwab & Co., Inc.

San Ramon, CA
2013-02-04 → 2015-02-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hayward, CA

Livermore, CA

Hayward, CA

Orinda, CA

Walnut Creek, CA
2012-03-21 → 2012-11-09

Equitable Advisors, Llc

Mountain View, CA

San Francisco, CA

San Francisco, CA
2009-06-01 → 2010-10-22

Morgan Stanley

Menlo Park, CA
2009-04-14 → 2009-06-01

Citigroup Global Markets Inc.

Menlo Park, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-04-08
S63	Uniform Securities Agent State Law Examination	2008-12-08

S65 Uniform Investment Adviser Law Examination

2009-04-08
S63 Uniform Securities Agent State Law Examination

2008-12-08

Other Names

Sushil Kaurbirla
Sushil Omprakash Birla
Sushil Omprakash Birla
Sushil Kaurbirla

View on SEC IAPD

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