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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2009-04-13 |
| TX | RA | APPROVED | 2009-04-09 |
Branch Locations
805 Sw Broadway Suite 1800, Portland, OR 97205 • United States
Portland, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Portland | OR | 04/2009 | Present |
NAME OF ENTITY: Moore Hull Rental Properties ADDRESS: -- INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property START DATE: 11.01.11 CAPACITY: Owner DUTIES: -- HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-21 |
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