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650 N. High Point Road, Madison, WI 53717 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-11-03 |
| TX | RA | APPROVED_RES | 2012-04-12 |
| IN | RA | APPROVED | 2005-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 2Nd Market Capital Advisory Corp | Madison | WI | 10/1991 | Present |
| 2Nd Market Capital Services Corporation | Madison | WI | 01/1989 | Present |
OWNER/PRESIDENT OF 2ND MARKET CAPITAL SERVICES CORPORATION (2MCSC) SINCE JANUARY 1989. 2MCSC IS LOCATED AT 650 N. HIGH POINT ROAD, MADISON, WI AND PROVIDES INVESTMENT RESEARCH AND CONSULTING SERVICES TO 2ND MARKET CAPITAL ADVISORY CORP. APPROXIMATELY 15 HOURS PER MONTH (OUTSIDE OF TRADING HOURS) IS DEVOTED TO 2MCSC BUSINESS. 10/2018 - FOUNDER AND PRESIDENT OF THE BOARD OF DIRECTORS OF 2ND MARKET CAPITAL ECONOMIC OPPORTUNITY FOUNDATION, INC., A NONPROFIT ORGANIZATION. APPROXIMATELY 2 HOURS PER MONTH (OUTSIDE OF TRADING HOURS) IS DEVOTED TO FOUNDATION ACTIVITIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-02-03 |
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