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Edward John Pustelak

Ubs Financial Services Inc.

Phoenix, AZ

Phoenix, AZ

CRD 1233791

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-08-11
  • MI RA
    APPROVED
    Since 2011-08-11

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Birmingham MI 11/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-08
S63 Uniform Securities Agent State Law Examination 1984-03-01
  • S65 Uniform Investment Adviser Law Examination
    2011-08-08
  • S63 Uniform Securities Agent State Law Examination
    1984-03-01
Other Names
  • Edward John Pustelak
  • Edward John Pustalek
  • Edward John Pustelak
  • Edward John Pustelak Jr
  • Edward John Pustelak Jr.

View on SEC IAPD

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