Steven Lee Paolucci

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 08/2008 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2005-11-25 → 2008-08-26
  Voya Financial Advisors, Inc.
  Littleton, CO
  Littleton, CO

Other Businesses

1) PAOLUCCI FINANCIAL LLC, 6160 S. Syracuse Way, Suite 150, Greenwood Village, CO 80111, 07/2026, Owner, Insurance/Benefits/Human Resources, NIR, 40 HR/MO, 40 HR/MO TRADING. 2) THE CATHOLIC FOUNDATION, 6160 S. Syracuse Way, Ste. 111, Greenwood Vlg, Denver CO 80210, United States, 03/2017 AS INVESTMENT COMMITTEE MEMBER. INV REL, 15 HR/YR 0 HR/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2008, AS ADVISORY REP OF A RIA. INV REL, 30 HR/WK 25 HR/TRADING 4) ST MARY CATHOLIC CHURCH -FINANCE COUNCIL MEMBER, 6853 S PRINCE ST LITTLETON CO, 02/2022, FINANCE COUNCIL MEMBER, CHURCH FINANCE COUNCIL MEMBER, NIR, 2 HR/MO 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2005-11-09
• S63 Uniform Securities Agent State Law Examination
  1989-12-05

Designations

• Chartered Financial Consultant

Other Names

• Steve Lee Paolucci