Best Investors
Account
Sign in
Best Investors
Account
Sign in
Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-03-16 |
| OR | RA | APPROVED | 2022-05-09 |
| CA | RA | APPROVED | 2015-08-07 |
Branch Locations
2175 Nw Raleigh Street Suite 110, Portland, OR 97210 • United States
Lake Arrowhead, CA • United States
Scottsdale, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2015 | Present |
| Astle Investment Management | Palm Desert | CA | 08/2015 | Present |
1. Astle Investment Management, Inc. Part owner of entity created for securities business; Investment related; Conducted at the branch.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-05 |
| S65 | Uniform Investment Adviser Law Examination | 1996-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-31 |
Reach out to this advisor