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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-03 |
| OH | RA | APPROVED | 2014-08-01 |
Branch Locations
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 11/2015 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2015 | Present |
1.Pixie Lane; Investment related: No; Kids Clothes; Independent Contractor(proprietor, partner, officer, director, employee, trustee, agent); Mar 2019; During business hours: 0; After business hours: 2; *624226 - Tyche Supply; Investment Related - Yes; Blue Ash, Ohio; Retail/Online Stores; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2025; During Business Hours: 0; After Business Hours: 5; Labor/Service. *642267 - JewFolk Cincinnati; Investment Related: No; Minneapolis, Minnesota; Civic/Religious/Community; Contractor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2025; During Business Hours: 0; After Business Hours: 2; Writer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-21 |
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